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The examination also called the series 66 is designed to qualify candidates as both securities agents and investment adviser representatives. Pass the 66 studysheet growth stocks trade at higher pricetoearnings and pricetobook ratios than value stocks. Start studying series 66 kaplan unit 1 federal securities regulations. Growth is more volatile, requires higher risk tolerance. A group for people studying for the series 66 exam, the series 63 exam and the series 65 exam. Prep for the cfa level iii exam on the go with kaplan schwesers quicksheet. Kaplan series 66 securities license exam manual, uniform. Series 66 securities study materials kaplan financial. The series 66 is proving to be extremely difficult.
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Series 66 kaplan unit 1 federal securities regulations. In this video we discuss key tips for students studying for the series 66 exam. Kaplan series 66 license exam manual, uniform combined state. I just took and passed the 63 and am studying for the 65. The nasaa series 66, uniform combined state law exam is required of individuals acting as or soliciting for the service of investment advisors and soliciting the purchase or sale of securities within a state.